PRACTICAL FINANCIAL COMPLIANCE KNOWLEDGE FOR BETTER DECISIONS

EXPLORE MATERIAL FOR TURNING YOUR IDEAS INTO ACTION

FREQUENTLY ASKED QUESTIONS ABOUT RESOURCES

What material is in the Resources section?

Guides, checklists, ebooks, reports and research, and webinars and recordings on financial compliance: regulation, fraud prevention and digital transformation. They are meant to be worked with —reviewing a process, preparing an audit, backing a decision— and not just read once.

What does it take to download a resource?

You open the resource's page and download it from the button. Some materials first ask for name, company, email and phone; when that is the case, the button shows a padlock, so you know what will be asked before pressing. The rest download directly.

Do the resources cost anything?

No. Every material in this section is free. The only thing that changes between them is whether they ask for contact details before the download.

What format are they in and how large are they?

Most are PDF, and some are video. For PDFs, the page shows the file size and its number of pages, read from the document itself when it was uploaded, so they always state what the file actually contains.

What is a compliance checklist for?

For reviewing your own process against a list of concrete points instead of against a general impression. It works as a self-assessment before an audit, for splitting tasks within the team, and for putting on record what was reviewed and when — usually the part that is missing when the question arrives.

Can I share a resource with my team?

Yes. They are made to circulate within a team and to be worked on together. What we ask is that you share them by linking to this section instead of forwarding the file on its own: that way whoever receives it always gets the latest version.

GET NEW RESOURCES

Get guides for understanding regulatory provisions and preventing fraud, self-assessment checklists and invitations to high-value webinars in your inbox. One notice per new resource, with the direct download link.

THE BEST RESOURCE IS SEEING OUR ART PLATFORM AT WORK

Guides and templates help you plan. ART helps you execute: end-to-end origination, built to fit your institution and operated by us.

DO YOU NEED TO APPLY ANY OF THIS TO YOUR OPERATION?

Guides and checklists help you plan. If you want to review your process with someone who runs it every day, write to us.

We'll get back to you within one business day.